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Thompson Coburn Health Care Law Alert

The Heat Is On … Nonprofit Hospitals Under Fire Again

In response to escalating concerns by Congress and the IRS regarding the extent to which nonprofit hospitals are satisfying their community benefit standards, the IRS recently mailed community benefit questionnaires to 600 nonprofit hospitals. The questionnaire (IRS Form 13790) is essentially a data-gathering tool designed to elicit information from each responding hospital regarding the extent to which the hospital’s activities are consistent with its stated tax-exempt purposes. Although the primary focus of Form 13790 is charity care, Form 13790 also poses questions which extend into the areas of governance practices and compensation.

Form 13790 is divided into three parts. Part I requests basic identifying information about the hospital. Part II contains 72 questions focused on the hospital’s community benefit activities and governance practices, including questions regarding:

  • Patient demographics (insurance coverage status, participation in Medicare and Medicaid)
  • Instances of denial of care among insured and uninsured patients
  • Uncompensated care (number of patients receiving such care, amount spent by the hospital on such care, treatment of bad debt, reporting of uncompensated care expenditures, timing of decisions regarding free care)
  • Billing and collection practices
  • Community outreach programs

Part III contains nine questions which inquire as to the hospital's compensation of those individuals who are considered "disqualified persons" under the intermediate sanctions rules of Section 4958 of the IRS regulations.

Two notes of caution:

  • Although Form 13790 is deemed by the IRS to be a "compliance check" and therefore voluntary in nature, the IRS cautions that it retains "the option of opening a formal examination" of a hospital regardless if it responds to the questionnaire.
  • Hospitals receiving Form 13790 and choosing to respond should proceed with care since other interested parties, including class action plaintiffs and state regulatory bodies, may be able to obtain copies of the completed forms for discovery purposes.

For your reference, following is a link to Form 13790:
http://www.irs.gov/pub/irs-tege/eo_hospital_questionnaire.pdf.pdf

In a related development, Senator Chuck Grassley (R-Iowa), Chairman of the Senate Finance Committee and the leader of Congressional nonprofit reform efforts, recently sent letters to the chief counsel of the IRS and the commissioner of the IRS’ Tax-Exempt and Government Entities Division urging increased scrutiny and "stepped-up enforcement" of nonprofits, including nonprofit hospitals. For a copy of Senator Grassley's press release regarding those letters, see :
http://finance.senate.gov/press/Gpress/2005/prg060106.pdf

If you have any questions regarding Form 13790 or recent nonprofit reform efforts, please contact me or any member of the Thompson Coburn Health Care Group.


copyright 2005